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Thomas Sargent Kim

Harbour Capital Advisors, LLC

Tysons Corner, VA

CRD 2311662

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Employer firm

Harbour Capital Advisors, LLC CRD 157266

$701M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • FAMILY OFFICE SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Harbour Capital Advisors, Llc

1595 Spring Hill Road Suite 305, Tysons Corner, VA 22182 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-09-19
VA RA APPROVED 2011-08-01
  • TX RA
    APPROVED
    Since 2019-09-19
  • VA RA
    APPROVED
    Since 2011-08-01

Branch Locations

1595 Spring Hill Road Suite 305, Tysons Corner, VA 22182 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Harbour Capital Advisors, Llc Mclean VA 07/2011 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1993-01-18
  • S63 Uniform Securities Agent State Law Examination
    1993-01-18
Designations
  • Chartered Financial Analyst
Other Names
  • Tom Kim
  • Thomas S Kim

View on SEC IAPD

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