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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2017-12-11 |
| TX | RA | APPROVED_RES | 2016-11-01 |
| IA | RA | APPROVED | 1999-01-01 |
Branch Locations
200 5Th Avenue Se Suite 102, Cedar Rapids, IA 52401 • United States
3626 Bridge Ave, Quad Cities, IA 52807 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Robert W. Baird & Co. Incorporated | Cedar Rapids | IA | 10/1996 | Present |
NAME AND ADDRESS: KIRKWOOD COMMUNITY COLLEGE KIRKWOOD BOULEVARD SW CEDAR RAPIDS, IA 52404 NATURE OF ENTITY: COMMUNITY COLLEGE RESPONSIBILTIES IN THIS ROLE: ATTEND QUARTERLY COMMITTEE MEETINGS, LISTEN TO SCHOOL'S INVESTMENT CONSULTANT PRESENTATION, PROVIDE MODEST LEVEL OF OVERSIGHT/ADVICE HOURS DEVOTED: 4 HOURS PER YEAR. NONE DURING SECURITIES TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-02-19 |
| S63 | Uniform Securities Agent State Law Examination | 1993-02-12 |
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