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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-03-24
PA RA APPROVED 2018-03-29
  • TX RA
    APPROVED_RES
    Since 2026-03-24
  • PA RA
    APPROVED
    Since 2018-03-29

Branch Locations

112 North Abington Road, Clarks Green, PA 18411 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameritas Investment Corp Lincoln NE 02/2006 03/2018
Gregory W Bormes Md Pc Scranton PA 02/2006 12/2016
Dende & Associates Financial Services Clarks Green PA 05/2006 Present
Dende Financial Services Clarks Green PA 10/2006 Present
Dr Irene Hassett Phd Scranton PA 02/2015 Present
Commonwealth Financial Network Waltham MA 03/2018 Present
  • 02/2006 → 03/2018
    Ameritas Investment Corp
    Lincoln, NE
  • 02/2006 → 12/2016
    Gregory W Bormes Md Pc
    Scranton, PA
  • 05/2006 → Present
    Dende & Associates Financial Services
    Clarks Green, PA
  • 10/2006 → Present
    Dende Financial Services
    Clarks Green, PA
  • 02/2015 → Present
    Dr Irene Hassett Phd
    Scranton, PA
  • 03/2018 → Present
    Waltham, MA
Previous Registrations
  • 2006-02-24 → 2018-04-24
    Ameritas Investment Company, Llc
    Clarks Green, PA
    Clarks Summit, PA
    Bethlehem, PA
Other Businesses

1. 100% owner and president, Dende & Associates Financial Services, INC. Doing business as Dende Financial Services, a private entity established to facilitate securities, advisory, and insurance business; as of 05/15/2007; approximately 0% time spent during securities trading hours per month; conducted at branch location; investment related. 2. Fixed insurance sales; as of 08/04/2017; approximately 1% time spent during securities trading hours per month; conducted at branch location; investment related. 3. Bookkeeping services for a non-securities related person; as of 08/04/2017; approximately 1% time spent during securities trading hours per month; not conducted at branch location; not investment related. 4.Educator with Veronica Dende teaching a College Information Seminar; Located at 303 Abbey Dr, Clarks Summit, PA 18411; As of 03/01/2018; Approximately 0% time spent during securities trading hours per month; Not conducted at branch location; Not investment related. 5. Expert Witness & Consultant to Attorney Coleman at Tellie & Coleman P.C.; Located in Dunmore, PA, as of 5/23/2024; 1% of time spent during business hours; Not conducted at branch location; Not investment related.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-02-22
S63 Uniform Securities Agent State Law Examination 1994-03-07
  • S66 Uniform Combined State Law Examination
    2006-02-22
  • S63 Uniform Securities Agent State Law Examination
    1994-03-07
Other Names
  • Ronnie Dende

View on SEC IAPD

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