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Gregory Keith Ericson

Charles Schwab & Co., Inc.

Nashville, TN

Franklin, TN

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2012-10-22
  • TN RA
    APPROVED
    Since 2012-10-22

Branch Locations

4012-B Hillsboro Pike Suite 103, Nashville, TN 37215 • United States

520 Cool Springs Blvd, Franklin, TN 37067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Nashville TN 10/1993 Present
Charles Schwab Bank Nashville TN 02/2005 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-10-19
S63 Uniform Securities Agent State Law Examination 1993-01-25
  • S66 Uniform Combined State Law Examination
    2012-10-19
  • S63 Uniform Securities Agent State Law Examination
    1993-01-25

View on SEC IAPD

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