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Yon Hung Kim

Raymond James & Associates, Inc.

St. Petersburg, FL

Castle Rock, CO

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2024-05-28
  • CO RA
    APPROVED
    Since 2024-05-28

Branch Locations

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Castle Rock, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Lone Tree CO 02/1997 05/2024
Charles Schwab Bank Lone Tree CO 06/2014 09/2016
Charles Schwab Bank, Ssb Lone Tree CO 06/2020 05/2024
Charles Schwab Trust Company Lone Tree CO 02/2022 05/2024
Charles Schwab Trust Company Of Delaware Lone Tree CO 02/2022 05/2024
Raymond James & Associates, Inc Castle Rock CO 05/2024 Present
  • 02/1997 → 05/2024
    Charles Schwab & Co., Inc.
    Lone Tree, CO
  • 06/2014 → 09/2016
    Charles Schwab Bank
    Lone Tree, CO
  • 06/2020 → 05/2024
    Charles Schwab Bank, Ssb
    Lone Tree, CO
  • 02/2022 → 05/2024
    Charles Schwab Trust Company
    Lone Tree, CO
  • 02/2022 → 05/2024
    Charles Schwab Trust Company Of Delaware
    Lone Tree, CO
  • 05/2024 → Present
    Raymond James & Associates, Inc
    Castle Rock, CO
Previous Registrations
  • 2016-03-08 → 2024-01-10
    Charles Schwab & Co., Inc.
    Englewood, CO
    Englewood, CO
    Englewood, CO
    Englewood, CO
    Indianapolis, IN
    Lone Tree, CO
    Lone Tree, CO
    Phoenix, AZ
    Lone Tree, CO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-03-07
S63 Uniform Securities Agent State Law Examination 2002-01-17
  • S66 Uniform Combined State Law Examination
    2016-03-07
  • S63 Uniform Securities Agent State Law Examination
    2002-01-17
Other Names
  • Yon Hung Mun
  • Yon Hung Kim
  • Yon H Kim

View on SEC IAPD

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Other Offices

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · SAINT PETERSBURG, FL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · ST. PETERSBURG, FL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · ST.PETERSBURG, FL
RAYMOND JAMES INVESTMENT MANAGEMENT · St. Petersburg, FL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Saint Petersburg, FL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Saint Petersburg, FL
EAGLE ASSET MANAGEMENT INC · ST. PETERSBURG, FL
RAYMOND JAMES INVESTMENT MANAGEMENT · ST PETERSBURG, FL

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