Alan Jay Schantz

Current Employers

Employment History

• 11/2003 → Present
  Marathon Financial Group
  Elmsford, NY
• 11/2011 → Present
  Schantz Wealth Services
  Elmsford, NY
• 11/2003 → Present
  Kestra Investment Services, Llc
  Valhalla, NY
• 11/2003 → Present
  Kestra Advisory Services, Llc
  Valhalla, NY

Other Businesses

Business Name: Schantz Wealth Services Investment Related: No Address: 555 taxter rd elmsford NY 10523 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name Position, Title or Relationship: President of Schantz wealth services which is a DBA doing Investments through the NFP B/D and insurance related business. Health and Life insurance and Fixed annuities. Start Date: 4/8/1993 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: sales of investment related products through the NFP B/D. and insurance and banking product sales Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services Business Name: WESTCHESTER BENEFIT GROUP INC. POSITION: Reg REP NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 100 START DATE: 06/01/2022 ADDRESS: 500 Summit Lake Drive, Valhalla NY 10595, United States DESCRIPTION: This is my newBranch office. All investment related business through the B/D Kestra.

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-10-24
• S63 Uniform Securities Agent State Law Examination
  1993-01-08