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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-04-03 |
| CO | RA | APPROVED | 2023-03-27 |
Branch Locations
2170 Satellite Blvd Retirement & Personal Wealth Solutions, Duluth, GA 30097 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Lone Tree | CO | 10/2022 | Present |
| Triumphant Life Chiropractic | Broomfield | CO | 05/2015 | 10/2022 |
| Life Time Inc | Broomfield | CO | 02/2020 | 01/2021 |
| Unemployed | Niwot | CO | 03/2020 | 10/2020 |
| Vail Resorts Inc | Broomfield | CO | 11/2017 | 01/2020 |
| Kelly Services Inc | Boulder | CO | 07/2017 | 11/2017 |
| Front Range Community College | Longmont | CO | 08/2018 | 12/2018 |
Name of the other business -Kristin E Richards LLC Whether the business is investment-related- Non-investment related Address of the other business-1010 Depot Hill Road, Ste 104 Broomfield, CO 80020 Nature of the other business - Functional Nutrition Counseling Your position- Owner/ Functional Nutrition Counselor Title, or relationship with the other business -Functional Nutrition Counselor Start date of your relationship - 05/01/2020 Approximate number of hours/month you devote to the other business - 10 Number of hours you devote to the other business during securities trading hours - 0 Briefly describe your duties relating to the other business - Provide nutritional advice and recommendations for digestive healing and weight loss.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-03-24 |
| S63 | Uniform Securities Agent State Law Examination | 1993-01-21 |
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