Best Investors
Account
Sign in
720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MT | RA | APPROVED | 2006-07-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 01/1991 | Present |
| Northwestern Mutual Investment Services, Llc | Milwaukee | WI | 12/1992 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 01/2016 | Present |
1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. DOGFATHERS, LLC., 50% OWNER AND MEMBER, 9057 S. YOSEMITE #1005, LONE TRUE, CO 80124. INVOLVED IN LICENSING OF HOT DOG CARTS AND HELPS MANAGE CART ATTENDANTS AND SUPPLY LEVELS.3/06 - % OWNERSHIP WENT TO ZERO. 3. CASTRONOVO FINANCIAL GROUP, INC. 3810 VALLEY COMMONS DRIVE, SUITE 1, BOZEMAN, MT 59718. USED TO MANAGE REPRESENTATIVES, SALES OF INSURANCE, AND INDIRECTLY SECURITIES. 100% OWNER, 250 HOURS PER MONTH, INVESTMENT RELATED. START DATE 1/1/07. 4. 100% OWNER, 10458 CHEETAH WINDS, 10458 CHEETAH WINDS, LITTLETON, , COLORADO, 80124, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 06/26/2017, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, LANDLORD. MAINTAIN PROPERTY 5. 100% OWNER, SOUTH CHATEAU CASTRONOVO, LLC, 10458 CHEETAH WINDS, LONETREE, , COLORADO, 80124, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 9/1/2017, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, OWNER OF RENTAL. MAINTAIN PROPERTY. INVESTMENT RELATED.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-07-11 |
| S63 | Uniform Securities Agent State Law Examination | 1999-02-08 |
Reach out to this advisor