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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
MT RA APPROVED 2006-07-14
  • MT RA
    APPROVED
    Since 2006-07-14

Branch Locations

1276 N 15Th Ave Ste 202, Bozeman, MT 59715 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 01/1991 Present
Northwestern Mutual Investment Services, Llc Milwaukee WI 12/1992 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 01/2016 Present
  • 01/1991 → Present
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 12/1992 → Present
    Milwaukee, WI
  • 01/2016 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Other Businesses

1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. DOGFATHERS, LLC., 50% OWNER AND MEMBER, 9057 S. YOSEMITE #1005, LONE TRUE, CO 80124. INVOLVED IN LICENSING OF HOT DOG CARTS AND HELPS MANAGE CART ATTENDANTS AND SUPPLY LEVELS.3/06 - % OWNERSHIP WENT TO ZERO. 3. CASTRONOVO FINANCIAL GROUP, INC. 3810 VALLEY COMMONS DRIVE, SUITE 1, BOZEMAN, MT 59718. USED TO MANAGE REPRESENTATIVES, SALES OF INSURANCE, AND INDIRECTLY SECURITIES. 100% OWNER, 250 HOURS PER MONTH, INVESTMENT RELATED. START DATE 1/1/07. 4. 100% OWNER, 10458 CHEETAH WINDS, 10458 CHEETAH WINDS, LITTLETON, , COLORADO, 80124, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 06/26/2017, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, LANDLORD. MAINTAIN PROPERTY 5. 100% OWNER, SOUTH CHATEAU CASTRONOVO, LLC, 10458 CHEETAH WINDS, LONETREE, , COLORADO, 80124, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 9/1/2017, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, OWNER OF RENTAL. MAINTAIN PROPERTY. INVESTMENT RELATED.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-07-11
S63 Uniform Securities Agent State Law Examination 1999-02-08
  • S66 Uniform Combined State Law Examination
    2006-07-11
  • S63 Uniform Securities Agent State Law Examination
    1999-02-08
Designations

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