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Craig Raymond Slosson

Stifel, Nicolaus & Company, Incorporated

Crown Point, IN

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-01-05
IN RA APPROVED 2017-06-29
  • TX RA
    APPROVED_RES
    Since 2021-01-05
  • IN RA
    APPROVED
    Since 2017-06-29

Branch Locations

10550 Broadway, Crown Point, IN 46307 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel, Nicolaus & Company, Incorporated Crown Point IN 10/2012 Present
Other Businesses

1. City of Crown Point IN Redevelopment Commission; 101 N Easwt St Crown Point IN 46307; City board; Appointed Committee Member; Monthly meeting; 06/03/2024; 1.00hrs/month; Not during securities trading hours; Not Investment-Related

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-06-29
S63 Uniform Securities Agent State Law Examination 1993-12-06
  • S65 Uniform Investment Adviser Law Examination
    2017-06-29
  • S63 Uniform Securities Agent State Law Examination
    1993-12-06
Other Names
  • Craig Slosson
  • Craig R Slosson

View on SEC IAPD

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Other Offices

BENJAMIN F. EDWARDS & COMPANY, INC. · Crown Point, IN
LPL FINANCIAL LLC · CROWN POINT, IN
EDWARD JONES · Crown Point, IN
EDWARD JONES · CROWN POINT, IN
EQUITY SERVICES, INC. · CROWN POINT, IN
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Crown Point, IN
MML INVESTORS SERVICES, LLC · Crown Point, IN
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