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Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-03-31
TX RA APPROVED_RES 2025-03-31
  • FL RA
    APPROVED
    Since 2025-03-31
  • TX RA
    APPROVED_RES
    Since 2025-03-31

Branch Locations

121 Alhambra Plaza Ste 150 Alhambra Tower, Coral Gables, FL 33134-4522 • United States

Davie, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hsbc Securities (Usa) Inc. Fort Lauderdale FL 08/2016 06/2020
Hsbc Bank Usa N.A. Fort Lauderdale FL 08/2016 06/2020
Fidelity Investments Coral Gables FL 06/2020 Present
Fidelity Investments Boston MA 03/2025 Present
  • 08/2016 → 06/2020
    Fort Lauderdale, FL
  • 08/2016 → 06/2020
    Hsbc Bank Usa N.A.
    Fort Lauderdale, FL
  • 06/2020 → Present
    Fidelity Investments
    Coral Gables, FL
  • 03/2025 → Present
    Fidelity Investments
    Boston, MA
Previous Registrations
  • 2020-07-01 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Coral Gables, FL
  • 2014-03-24 → 2020-06-05
    Fort Lauderdale, FL
    Fort Lauderdale, FL
    Surfside, FL
    Boca Raton, FL
    Pompano Beach, FL
    Pompano Beach, FL
    Boca Raton, FL
    Palm Beach Gardens, FL
    Wellington, FL
    Miami Beach, FL
  • 2012-09-14 → 2014-03-03
    Boca Raton, FL
    Coral Gables, FL
  • 2012-12-20 → 2013-01-08
    Coral Springs, FL
    Miramar, FL
  • 2008-03-04 → 2012-08-24
    Truist Investment Services, Inc.
    Miramar, FL
    Miramar, FL
    Miami, FL
    Fort Lauderdale, FL
    Miami, FL
    Davie, FL
    Weston, FL
    Weston, FL
    Fort Lauderdale, FL
    West Palm Beach, FL
  • 2007-11-21 → 2008-02-28
    Td Ameritrade, Inc.
    Fort Lauderdale, FL
  • 2007-11-21 → 2008-02-28
    Td Ameritrade Investment Management, Llc
    Ft. Lauderdale, FL
  • 1995-07-27 → 2007-10-10
    Coral Gables, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-01-24
S63 Uniform Securities Agent State Law Examination 1993-01-26
  • S66 Uniform Combined State Law Examination
    2008-01-24
  • S63 Uniform Securities Agent State Law Examination
    1993-01-26
Other Names
  • Rock E Navamuel
  • Rock Edward Navamuel

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