Best Investors Account Sign in
Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2023-01-06
CT RA APPROVED 2008-02-01
  • NH RA
    APPROVED
    Since 2023-01-06
  • CT RA
    APPROVED
    Since 2008-02-01

Branch Locations

One Corporate Center 20 Church Street, Suite 2300, Hartford, CT 06103-1221 • United States

Durham, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets Corporation Hartford CT 03/2008 Present
  • 03/2008 → Present
    Rbc Capital Markets Corporation
    Hartford, CT
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-06-18
S63 Uniform Securities Agent State Law Examination 1993-02-11
  • S66 Uniform Combined State Law Examination
    2003-06-18
  • S63 Uniform Securities Agent State Law Examination
    1993-02-11
Other Names
  • Chris Loffredo

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Hartford, CT

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor