Best Investors Account Sign in

David L Rojas

Ubs Financial Services Inc.

San Juan, PR

Guaynabo, PR

CRD 3139380

Claim This Profile
Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
PR RA APPROVED 2018-07-13
  • PR RA
    APPROVED
    Since 2018-07-13

Branch Locations

250 Munoz Rivera Avenue, San Juan, PR 00918 • United States

Guaynabo, PR • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Of Pr San Juan PR 04/2007 Present
  • 04/2007 → Present
    Ubs Financial Services Inc. Of Pr
    San Juan, PR
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-03-16
  • S66 Uniform Combined State Law Examination
    2007-03-16
Other Names
  • David L. Rojas Kalbach

View on SEC IAPD

Nearby Firms

KOVACK ADVISORS, INC.
CEFI CAPITAL, LLC
OWLCREST PARTNERS LLC

Nearby Investors

CARLOS JUAN MIRANDA
RAFAEL R QUINTERO
Osvaldo Cruz Cintron

Nearby Offices

KOVACK ADVISORS, INC. · San Juan, PR
CEFI CAPITAL, LLC · SAN JUAN, PR
OWLCREST PARTNERS LLC · SAN JUAN, PR

More in San Juan, PR

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor