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Christopher Milam Black

Ameriprise Financial Services, LLC

Plano, TX

Dallas, TX

CRD 2308591

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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-01-18
  • TX RA
    APPROVED
    Since 2016-01-18

Branch Locations

6860 Dallas Pkwy Ste 550, Plano, TX 75024 • United States

Dallas, TX • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Richardson TX 12/2015 03/2020
Ameriprise Financial Service, Llc Plano TX 12/2015 Present
  • 12/2015 → 03/2020
    Ameriprise Financial Services, Inc.
    Richardson, TX
  • 12/2015 → Present
    Ameriprise Financial Service, Llc
    Plano, TX
Previous Registrations
Other Businesses

Outside Employment; Elevation Management Services, LLC; Financial Advisor; Manage advisory business; 6860 Dallas Pkwy, Ste 550, Plano, TX, 75093; Investment-Related; 08/19/2024; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-06-07
S63 Uniform Securities Agent State Law Examination 1993-02-03
  • S65 Uniform Investment Adviser Law Examination
    1995-06-07
  • S63 Uniform Securities Agent State Law Examination
    1993-02-03
Other Names
  • Chris Black
  • Christopher Milam
  • Christopher M Black
  • Chris M Black

View on SEC IAPD

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