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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2016-01-18 |
Branch Locations
6860 Dallas Pkwy Ste 550, Plano, TX 75024 • United States
Dallas, TX • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Richardson | TX | 12/2015 | 03/2020 |
| Ameriprise Financial Service, Llc | Plano | TX | 12/2015 | Present |
Outside Employment; Elevation Management Services, LLC; Financial Advisor; Manage advisory business; 6860 Dallas Pkwy, Ste 550, Plano, TX, 75093; Investment-Related; 08/19/2024; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-06-07 |
| S63 | Uniform Securities Agent State Law Examination | 1993-02-03 |
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