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Current Employers
Atlantic Family Wealth, Llc

6705 S Red Road Suite 604, Coral Gables, FL 33143 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-03-21
FL RA APPROVED 2014-09-16
  • TX RA
    APPROVED_RES
    Since 2019-03-21
  • FL RA
    APPROVED
    Since 2014-09-16

Branch Locations

6705 S Red Road Suite 604, Coral Gables, FL 33143 • United States

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2016-02-29
FL RA APPROVED 2009-11-16
  • MA RA
    APPROVED
    Since 2016-02-29
  • FL RA
    APPROVED
    Since 2009-11-16

Branch Locations

6705 S Red Road, Suite 604, Coral Gables, FL 33143 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Coral Gables FL 11/2009 Present
Atlantic Family Wealth, Llc Coral Gables FL 06/2014 Present
Previous Registrations
  • 2009-01-22 → 2009-11-24
    Barclays Capital Inc.
    Miami, FL
  • 2003-11-06 → 2008-10-15
    Lehman Brothers Inc.
    Miami, FL
    New York, NY
    Miami, FL
  • 1999-11-24 → 2002-10-14
    Morgan Stanley & Co. Llc
    Miami, FL
Other Businesses

1.08/02/2024; AFW-604 Holdings, LLC; Business Entity For Tax/Investment Purposes Only; Not Investment Related; at Reported Business Location(s); Start Date 07/20/2020; 1hrs/mth; 0hrs during trading 2.09/10/2024; (Hybrid) Atlantic Family Wealth, LLC / Atlantic Family Wealth, LLC; Registered Investment Advisor Hybrid; Investment Related; at Reported Business Location(s); Start Date 02/17/2015; 120hrs/mth; 10hrs during trading; I provide investment advisory services through Atlantic Family Wealth, LLC, an independent investment advisor firm. I started this business activity in 9/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its service6s at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3.10/13/2025; VMI Solar, LLC; Other - LLC for Tax Purposes; Not Investment Related; ; Start Date 10/15/2025; 1hrs/mth; 0hrs during trading 4.08/31/2026; (Hybrid) Atlantic Family Wealth; Registered Investment Advisor DBA; Investment Related; at Reported Business Location(s); Start Date 05/19/2017; 100hrs/mth; 7hrs during trading;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-10-26
S63 Uniform Securities Agent State Law Examination 1993-02-04
  • S65 Uniform Investment Adviser Law Examination
    1994-10-26
  • S63 Uniform Securities Agent State Law Examination
    1993-02-04
Designations

View on SEC IAPD

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