Best Investors
Account
Sign in
Best Investors
Account
Sign in
45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2026-06-22 |
| PA | RA | APPROVED | 2025-05-16 |
| TX | RA | APPROVED | 2025-05-16 |
Branch Locations
4 Caufield Place Suite 101, Newtown, PA 18940 • United States
180 Park Ave Suite 203, Florham Park, NJ 07932 • United States
Newtown, PA • United States
45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2026-06-22 |
| PA | RA | APPROVED | 2025-05-16 |
| TX | RA | APPROVED | 2025-05-16 |
Branch Locations
4 Caufield Place, Suite 101, Newtown, PA 18940 • United States
Newtown, PA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Lawrenceville | NJ | 05/2015 | 05/2025 |
| Morgan Stanley Private Bank, National Association | New York | NY | 09/2015 | 05/2025 |
| Rockefeller Financial Llc | Newtown | PA | 05/2025 | Present |
| Rockefeller Capital Management | Newtown | PA | 05/2025 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 09/2015 | Present |
* 252928 - Family real estate LLC; Investment related; Naples, FL; Real estate investment; Sole Proprietor / Owner / Partner (proprietor, partner, officer, director, employee, trustee, agent); Oct 2012; During business hours: 0; After business hours: 0. * 252929- Family real estate LLC; Investment related; Philadelphia, PA; Real estate investment; Sole Proprietor / Owner / Partner (proprietor, partner, officer, director, employee, trustee, agent); Feb 2014; During business hours: 0; After business hours: 0. * 252930 - Mao and Zhang LV LLC; Investment related - Yes; West Windsor, New Jersey; Real estate investment; Sole Proprietor / Owner / Partner (proprietor, partner, officer, director, employee, trustee, agent); Feb 2012; During business hours: 0; After business hours: 2. * 254639 - Family real estate LLC; Investment related; Philadelphia, PA; Real estate investment; Sole Proprietor / Owner / Partner (proprietor, partner, officer, director, employee, trustee, agent); May 2016; During business hours: 0; After business hours: 0. * 252932 - Real estate rental property; Investment related - Yes; West windsor, New Jersey; Rental; Sole Proprietor / Owner / Partner (proprietor, partner, officer, director, employee, trustee, agent); June, 2021; During business hours: 0; After business hours: 2. * 424421 - Rental Property; Investment related -Yes; West Windsor, New Jersey; Real Estate; Partner, Sole Proprietor/Owner, Officer (proprietor, partner, officer, director, employee, trustee, agent); 02/2021; During business hours: 0; After business hours: 8;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-06-19 |
| S63 | Uniform Securities Agent State Law Examination | 1994-06-10 |
Reach out to this advisor