Best Investors Account Sign in
Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2025-01-01
OH RA APPROVED 2018-03-23
  • KY RA
    APPROVED
    Since 2025-01-01
  • OH RA
    APPROVED
    Since 2018-03-23

Branch Locations

7426 Jager Ct., Cincinnati, OH 45230 • United States

8044 Montgomery Rd, Suite 700, Cincinnati, OH 45236 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Resources Akron OH 01/2006 03/2017
Mml Investors Services, Llc West Chester OH 03/2017 03/2018
Massmutual Life Insurance Company West Chester OH 07/2016 03/2018
Cambridge Investment Research, Inc. Fairfield IA 03/2018 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 03/2018 Present
Previous Registrations
  • 2017-03-25 → 2018-03-26
    West Chester, OH
  • 2005-12-07 → 2017-03-25
    Msi Financial Services, Inc.
    Cincinnati, OH
    Cincinnati, OH
    Cincinnati, OH
    Springfield, MA
    Springfield, MA
    Cincinnati, OH
    Broadview Hts, OH
    West Chester, OH
    Cincinnati, OH
  • 2004-03-16 → 2004-09-16
    Banc One Securities Corporation
    Bloomington, IN
Other Businesses

1.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 40/MO - 2/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 2.INDEPENDENT INSURANCE AGENT, 7430 JAGER CT, CINCINNATI, OH, 10/1990 FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 40/MO - 2/TRADING. 3.THE ROSSELOT FINANCIAL GROUP, Cincinnati OH 45230, United States, 03/23/2018, IAR, DBA Name, INV REL, 160HR/MO - 120HR/TRADING 4. INTERDEPENDENT ADVISORS, 7426 Jager Ct, Cincinnati OH 45230, United States, START DATE 11/2025, Agent, DBA Name, NIR, 0 HR/MO - 0 HR/MO TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-01-29
S63 Uniform Securities Agent State Law Examination 1993-08-16
  • S66 Uniform Combined State Law Examination
    2001-01-29
  • S63 Uniform Securities Agent State Law Examination
    1993-08-16

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Cincinnati, OH

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor