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1345 Avenue Of The Americas 27Th Floor, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2024-02-01 |
| FL | RA | APPROVED | 2021-11-05 |
| VA | RA | APPROVED | 2021-09-23 |
| MN | RA | APPROVED | 2021-09-20 |
| SC | RA | APPROVED | 2021-09-17 |
| NJ | RA | APPROVED | 2021-09-16 |
| AL | RA | APPROVED | 2021-09-08 |
| PA | RA | APPROVED | 2021-09-03 |
| MD | RA | APPROVED | 2021-08-30 |
| NC | RA | APPROVED | 2021-08-30 |
| NY | RA | APPROVED | 2021-08-02 |
| DE | RA | APPROVED | 2021-07-30 |
| TX | RA | APPROVED_RES | 2021-07-26 |
Branch Locations
Cape Coral, FL • United States
1345 Avenue Of The Americas 27Th Floor, New York, NY 10105 • United States
1345 Avenue Of The Americas 27Th Floor, New York, NY 10105 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Wilmington | DE | 12/2015 | 07/2021 |
| Bank Of America, N.A. | Wilmington | DE | 01/2016 | 07/2021 |
| Aegis Capital Corp | New York | NY | 07/2021 | Present |
1) FARMER FINANCIAL LLC DBA SECURITIES OFFERED THROUGH AEGIS CAPITAL CORP 2) ACC CORP.,1305 WALT WHITMAN RD., SUITE 120 MELVILLE, NY11747; INVESTMENT RELATED; AGENT, PRODUCER; GENERAL INSURANCE AGENCY; START DATE: 01/13/2022; 5-10 HOURS PER MONTH DURING SECURITIES TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-08-03 |
| S63 | Uniform Securities Agent State Law Examination | 1993-03-04 |
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