Nicole Mayer

Current Employers

Employment History

• 07/2009 → 10/2017
  National Planning Corporation
  Riverwoods, IL
• 10/2017 → 08/2022
  Securities America, Inc.
  Riverwoods, IL
• 10/2017 → 08/2022
  Securities America Advisors
  Riverwoods, IL
• 08/2019 → 08/2022
  Arbor Point Advisors
  Riverwoods, IL
• 08/2022 → Present
  Allworth Financial, L.P.
  Riverwoods, IL
• 08/2022 → Present
  Aw Securities
  Riverwoods, IL

Previous Registrations

• 2017-10-27 → 2022-08-16
  Securities America Advisors, Inc.
  Riverwoods, IL
• 2019-08-19 → 2022-08-16
  Arbor Point Advisors
  Riverwoods, IL
• 2009-07-13 → 2017-11-01
  National Planning Corporation
  Riverwoods, IL
  Los Angeles, CA
  Naperville, IL
  Aurora, IL
• 2009-07-21 → 2012-10-12
  Advantage Investment Management, Llc
  Riverwood, IL
• 2006-09-15 → 2009-07-16
  Equitable Advisors, Llc
  Deerfield, IL

Other Businesses

**Nicole Mayer Position: Author Nature: Book Author, Speaking and Book Sales Investment Related: No Hours: 1 Securities Trading Hours: 1 Start Date: 08/01/2014 Address: 2610 Lake Cook Road, Suite 250, Riverwoods IL 60015 **Senior Services of Illinois Position: Insurance Consultant Nature: Life Insurance and health insurance Investment Related: No Hours: 5 Securities Trading Hours: 5 Start Date: 10/18/2017 Address: 2610 LAKE COOK RD, STE 260, Riverwoods IL 60015 **NICOLE MAYER NOTARYPUBLIC POSITION: NOTARY NATURE: ILLINOIS NOTARY PUBLIC INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 07/05/2009 ADDRESS: 2610 LAKE COOK ROAD, SUITE 250, RIVERWOODS IL 60015 DESCRIPTION: I WILL ACT AS A NOTARY FOR THOSE CLIENTS/PROSPECTS THAT REQUIRE A NOTARIZED SIGNATURE. **Fan City, Inc - Consulting start-up on operations, marketing, and strategy. Not investment related - less than 5 hours a week not during trading hours - no compensation **Windy Coast Holdings, LLC - Member/Partner - part owner of a condo in Naples, FL - not investment related - approx 5 hours per week not during trading hours - no current compensation **Eleven Hundred Club - Condo Association - Board Member - Naples, FL - no comp - no hours during trading hours - not investment related

Exams

• S66 Uniform Combined State Law Examination
  2006-09-14

Other Names

• Nicole Mayer
• Nicole Vittoria Mayer
• Nicole M Covganka
• Nicole Vittoria Covganka