Best Investors Account Sign in
Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-06-12
MN RA APPROVED 2016-04-21
  • TX RA
    APPROVED_RES
    Since 2025-06-12
  • MN RA
    APPROVED
    Since 2016-04-21

Branch Locations

12800 Whitewater Drive Suite 100, Minnetonka, MN 55343 • United States

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Excelsior, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Connecticut Mutual Life Ins. Co. Minneapolis MN 08/1992 Present
Cg-Iri Minnetonka MN 08/1992 Present
Kestra Advisory Services, Llc Excelsior MN 04/2016 Present
Kestra Investment Services, Llc Excelsior MN 02/1998 Present
  • 08/1992 → Present
    Connecticut Mutual Life Ins. Co.
    Minneapolis, MN
  • 08/1992 → Present
    Cg-Iri
    Minnetonka, MN
  • 04/2016 → Present
    Excelsior, MN
  • 02/1998 → Present
    Kestra Investment Services, Llc
    Excelsior, MN
Other Businesses

Business Name: Christensen Group, inc. Investment Related: Yes Address: 11100 Bren Road West Minnetonka MN 55343 Nature of Business: Insurance Position, Title or Relationship: Independent rep Start Date: 8/1/1992 Hours per month: 11% - 20% (17 - 32 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Sales and some ongooing service Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services Business Name: PFM Solutions , LLC Investment Related: No Address: 7825 Washington Ave., #500 Bloomington MN 55439 Nature of Business: Other Back Office Operations Position, Title or Relationship: Owner/member. Start Date: 3/16/2016 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Provide Cash flow management software with identity theft protection in the employee benefit market place Business Name: Shorewood Wealth Advisors, LLC Investment Related: No Address: 5151 Edina Industrial Blvd Suite 299 Edina MN 55439 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Owner Start Date: 7/1/2014 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Sale and service my advsiory clients

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-10-27
S63 Uniform Securities Agent State Law Examination 1992-12-23
  • S65 Uniform Investment Adviser Law Examination
    1998-10-27
  • S63 Uniform Securities Agent State Law Examination
    1992-12-23

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Minnetonka, MN

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor