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2300 East Katella Ave Suite 200, Anaheim, CA 92806 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2025-03-20 |
| CO | RA | APPROVED | 2022-04-11 |
| NY | RA | APPROVED | 2021-10-06 |
| GA | RA | APPROVED | 2020-01-07 |
| AZ | RA | APPROVED | 2018-08-08 |
| CA | RA | APPROVED | 2017-08-15 |
Branch Locations
2300 E. Katella Avenue Suite #200, Anaheim, CA 92806 • United States
3828 Carson Street Suite #102, Torrance, CA 90503 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Torrance | CA | 02/2009 | 08/2017 |
| Centaurus Financial Inc. | Anaheim | CA | 08/2017 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-09-15 |
| S63 | Uniform Securities Agent State Law Examination | 1993-08-11 |
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