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Janet C Marquardt

Harbor Investment Advisory, LLC

Lutherville, MD

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Current Employers
Harbor Investment Advisory, Llc

2330 W. Joppa Road Suite 160, Lutherville, MD 21093 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2017-07-28
  • MD RA
    APPROVED
    Since 2017-07-28

Branch Locations

2330 W. Joppa Road Suite 160, Lutherville, MD 21093 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Catonsville MD 05/2008 07/2017
Raymond James Financial Services Advisors, Inc Catonsville MD 01/2009 07/2017
Retirement & Investment Group, Llc Catonsville MD 05/2008 07/2017
Harbor Investment Advisory, Llc Lutherville MD 07/2017 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-07-16
S63 Uniform Securities Agent State Law Examination 1998-07-06
S65 Uniform Investment Adviser Law Examination 1996-11-18
  • S66 Uniform Combined State Law Examination
    2007-07-16
  • S63 Uniform Securities Agent State Law Examination
    1998-07-06
  • S65 Uniform Investment Adviser Law Examination
    1996-11-18
Other Names
  • Janet Carol Thompson

View on SEC IAPD

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