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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2025-05-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Peoples Investments | Anderson | SC | 03/1999 | Present |
| Sorrento Pacific Financial, Llc | San Diego | CA | 12/2005 | 05/2025 |
| Lpl Financial Llc | Anderson | SC | 05/2025 | Present |
1- 05/15/2025 - The Peoples Bank - Referral Income - Investment Related - At Reported Business Location(s) - Start Date 03/01/2025 - 1 hour per month/ 0 hours during trading 2- 07/22/2025 - Peoples Investments - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 03/01/2025 - 1 hour per month/ 0 hours during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-04-01 |
| S63 | Uniform Securities Agent State Law Examination | 1993-03-26 |
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