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Capitol Securities Management, Inc. CRD 14169
$2.16B regulatory AUM 41 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
4050 Innslake Drive Suite 250, Glen Allen, VA 23060 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2019-01-25 |
Branch Locations
114 East Benson, Anderson, SC 29624 • United States
4050 Innslake Drive Suite 250, Glen Allen, VA 23060 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | Anderson | SC | 02/2009 | 01/2019 |
| Capitol Securities Management, Inc | Anderson | SC | 01/2019 | Present |
Doing Business As: Knobel Investments Investment-related: Yes Address: 114 East Benson Anderson, SC 29624
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-03-19 |
| S63 | Uniform Securities Agent State Law Examination | 1982-09-29 |
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