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100 S. Ashley Drive Suite 830, Tampa, FL 33602 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-02-02 |
| SC | RA | APPROVED | 2023-09-15 |
Branch Locations
100 S. Ashley Drive Suite 830, Tampa, FL 33602 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Girard Securities | Anderson | SC | 07/2015 | 11/2017 |
| United Capital Financial Advisers, Llc | Newport Beach | CA | 07/2015 | 09/2023 |
| Cetera Advisor Networks Llc | El Segundo | CA | 11/2017 | 08/2020 |
| Concurrent Investment Advisors Dba Cox, Klugh, & Co. | Anderson | SC | 09/2023 | Present |
| Goldman Sachs Pfm | Anderson | SC | 02/2006 | 09/2023 |
| United Capital | Anderson | SC | 07/2015 | 09/2023 |
| Purshe Kaplan Sterling Investments Llc | Albany | NY | 09/2023 | Present |
1. Fixed Insurance. Investment Related. At Registered Location. Independent Insurance Agent / Agency. Agent. 6/16/2023. 20/ Hrs all during trading. Provide insurance advice based on the needs of the client(s). 2. Concurrent Investment Advisors DBA Cox, Klugh, & Co. Investment Related. At Registered Location. RIA. Advisor. IAR. 6/16/2023. 160 hrs. a month. 100 hours during trading. Provide Investment advice.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1998-11-16 |
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