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Current Employers
Concurrent Investment Advisors, Llc

100 S. Ashley Drive Suite 830, Tampa, FL 33602 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-02-02
SC RA APPROVED 2023-09-15
  • TX RA
    APPROVED
    Since 2024-02-02
  • SC RA
    APPROVED
    Since 2023-09-15

Branch Locations

100 S. Ashley Drive Suite 830, Tampa, FL 33602 • United States

129 N Main St Suite 200, Anderson, SC 29621 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Girard Securities Anderson SC 07/2015 11/2017
United Capital Financial Advisers, Llc Newport Beach CA 07/2015 09/2023
Cetera Advisor Networks Llc El Segundo CA 11/2017 08/2020
Concurrent Investment Advisors Dba Cox, Klugh, & Co. Anderson SC 09/2023 Present
Goldman Sachs Pfm Anderson SC 02/2006 09/2023
United Capital Anderson SC 07/2015 09/2023
Purshe Kaplan Sterling Investments Llc Albany NY 09/2023 Present
  • 07/2015 → 11/2017
    Girard Securities
    Anderson, SC
  • 07/2015 → 09/2023
    United Capital Financial Advisers, Llc
    Newport Beach, CA
  • 11/2017 → 08/2020
    Cetera Advisor Networks Llc
    El Segundo, CA
  • 09/2023 → Present
    Concurrent Investment Advisors Dba Cox, Klugh, & Co.
    Anderson, SC
  • 02/2006 → 09/2023
    Goldman Sachs Pfm
    Anderson, SC
  • 07/2015 → 09/2023
    United Capital
    Anderson, SC
  • 09/2023 → Present
    Purshe Kaplan Sterling Investments Llc
    Albany, NY
Previous Registrations
  • 2015-07-17 → 2023-10-13
    Anderson, SC
    Seneca, SC
  • 2006-06-02 → 2015-07-21
    Ic Advisory Services, Inc.
    Bedminster, NJ
  • 2006-01-30 → 2006-06-02
    The Investment Center, Inc.
    Anderson, SC
Other Businesses

1. Fixed Insurance. Investment Related. At Registered Location. Independent Insurance Agent / Agency. Agent. 6/16/2023. 20/ Hrs all during trading. Provide insurance advice based on the needs of the client(s). 2. Concurrent Investment Advisors DBA Cox, Klugh, & Co. Investment Related. At Registered Location. RIA. Advisor. IAR. 6/16/2023. 160 hrs. a month. 100 hours during trading. Provide Investment advice.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1998-11-16
  • S63 Uniform Securities Agent State Law Examination
    1998-11-16
Designations
Other Names
  • Art Klugh
  • Arthur M Klugh
  • Arthur Millwee Klugh

View on SEC IAPD

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