Daniel James Rickett

Current Employers

Employment History

• 10/1992 → Present
  Capital Street Financial Services
  St. Paul, MN
• 06/2026 → Present
  Tracklin, Llc
  Northbranch, MN
• 09/2014 → 06/2021
  Voya Financial Advisors
  St Paul, MN
• 06/2021 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2014-01-30 → 2021-06-09
  Voya Financial Advisors, Inc.
  Edina, MN
  St Paul, MN
  Maplewood, MN
  Windsor, CT
  St Paul, MN
  Maplewood, MN
  St Paul, MN
  Moundsview, MN
  Bloomington, MN
  Oakdale, MN
  Windsor, CT

Other Businesses

1) NAME OF ENTITY:NEIGHBORHOOD DEVELOPMENT CENTER; No; 663 UNIVERSITY #200; ST PAUL; MN; 55104; HOA; COMMITTEE MEMBER; 9/1/2015; 2; 2; ATTEND MEETINGS AND ASSIST/ADVISE IN DECISION MAKING.| 2) NAME OF ENTITY: Capital Street Financial Services, Inc.; Yes; 85 E 7TH PLACE #275; ST PAUL; MN; 55101; Financial Services; President, Reg Rep; 5/19/2010; 240; 240; President, Reg Rep| 3) NAME OF ENTITY: Independent Insurance Agent; Yes; 85 E 7TH PLACE #275; ST PAUL; MN; 55101; FIXED INSURANCE SALES; Independent Insurance Agent; 6/1/2010; 160; 160; Sales of Fixed Insurance| 4) NAME OF ENTITY: Texas Property; No; 417 Preserve Court; Port Aransas; TX; 78373; Short Term Vacation Rental; Joint owner; 2/16/2021; 1; 0; Property Manager| 5) NAME OF OTHER BUSINESS: TRACKLIN, LLC; INVESTMENT RELATED: NO; ADDRESS: 38868 12th Ave. #1056, NORTH BRANCH, MN 55056; NATURE OF BUSINESS: DRAG RACING TICKETING ENTERPRISE; START DATE: 06/01/2026; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: CONSULTING, MARKETING;

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-06-06
• S63 Uniform Securities Agent State Law Examination
  1993-02-25

Other Names

• Daniel J Rickett