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James Richard Julian

Wells Fargo Clearing Services, LLC

Traverse City, MI

CRD 3139336

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-01-13
MI RA APPROVED 2010-10-12
  • TX RA
    APPROVED_RES
    Since 2026-01-13
  • MI RA
    APPROVED
    Since 2010-10-12

Branch Locations

10850 E Traverse Hwy Ste 5575, Traverse City, MI 49684 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Traverse City MI 05/2009 11/2016
Wells Fargo Clearing Services, Llc Traverse City MI 11/2016 Present
Previous Registrations
  • 2001-03-29 → 2005-03-04
    A. G. Edwards & Sons, Inc.
    Traverse City, MI
    Traverse City, MI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-09-17
S63 Uniform Securities Agent State Law Examination 1999-04-08
  • S65 Uniform Investment Adviser Law Examination
    2010-09-17
  • S63 Uniform Securities Agent State Law Examination
    1999-04-08
Other Names
  • Jim Julian

View on SEC IAPD

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CHARLES SCHWAB & CO., INC.

Nearby Investors

DEBORAH ANN ALICE
Kevin Edwin Dunklow
BUZ EDWARD ZAMARRON

Nearby Offices

STIFEL, NICOLAUS & COMPANY, INCORPORATED · TRAVERSE CITY, MI
UP NORTH FINANCIAL, LLC · TRAVERSE CITY, MI
CHARLES SCHWAB & CO., INC. · Traverse City, MI

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