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Current Employers
Legacy Capital Wealth Partners, Llc

8315 Cantrell Road Suite 200, Little Rock, AR 72227 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2021-01-26
  • AR RA
    APPROVED
    Since 2021-01-26

Branch Locations

8315 Cantrell Road Suite 200, Little Rock, AR 72227 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nea Financial Services, Llc Dba Nea Accounting Jonesboro AR 06/2011 Present
Signator Investors, Inc. Jonesboro AR 05/2016 07/2017
Trent Capital Management, Inc. Little Rock AR 07/2017 12/2020
Legacy Capital Wealth Partners, Llc Little Rock AR 12/2020 Present
  • 06/2011 → Present
    Nea Financial Services, Llc Dba Nea Accounting
    Jonesboro, AR
  • 05/2016 → 07/2017
    Signator Investors, Inc.
    Jonesboro, AR
  • 07/2017 → 12/2020
    Trent Capital Management, Inc.
    Little Rock, AR
  • 12/2020 → Present
    Little Rock, AR
Previous Registrations
  • 2017-07-21 → 2021-03-31
    Trent Capital Management, Inc.
    Jonesboro, AR
    Little Rock, AR
  • 2016-05-13 → 2017-07-19
    Signator Investors, Inc.
    Jonesboro, AR
    Huntington Beach, CA
    Jonesboro, AR
  • 2011-07-05 → 2016-05-13
    Huntington Beach, CA
    Jonesboro, AR
  • 2006-05-12 → 2008-12-31
    Osaic Fa, Inc.
    Jonesboro, AR
  • 2002-06-26 → 2005-03-15
    Osaic Fa, Inc.
    Jonesboro, AR
Other Businesses

NEA FINANCIAL SERVICES, LLC dba NEA ACCOUNTING/OWNER/INVESTMENT RELATED-NO/1407 MARKETPLACE DRIVE, SUITE 3 JONESBORO, AR 72401/6-15-2011/80/4/SALES OF FIXED PRODUCTS, PAYROLL AND BOOKKEEPING, TAX RETURN PREPARATION........... RENTAL PROPERTY OWNER, KC EXECUTIVE PROPERTIES LLC, 3221 SAGE OAKS COVE JONESBORO, AR, START 7/2016, APPROX 5 HRS MO, 0 HRS TRADING.............

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-07-01
S65 Uniform Investment Adviser Law Examination 1996-01-12
S63 Uniform Securities Agent State Law Examination 1993-01-29
  • S66 Uniform Combined State Law Examination
    2011-07-01
  • S65 Uniform Investment Adviser Law Examination
    1996-01-12
  • S63 Uniform Securities Agent State Law Examination
    1993-01-29

View on SEC IAPD

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