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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-10-05 |
| OH | RA | APPROVED | 2022-09-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fifth Third Securities | Cincinnati | OH | 02/2016 | 07/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Cincinnati | OH | 06/2022 | Present |
I*2811266 Entity Type: N/A Name of OBA: MS D.A.G. family trust u/a 08/05/2014 Address:Cincinnati Investment Related:No Position, Title, Association:Successor Trustee Start Date:10/01/2025 No Hours: 8 Monthly No Hours during trading:0 Duties:Successor Trustee
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-12-08 |
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