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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-11-15 |
Branch Locations
405 Colorado Street, Floor 22, Austin, TX 78701 • United States
1111 Polaris Parkway, Floor 3J, Columbus, OH 43240 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kestra Advisory Services, Llc | Austin | TX | 06/2017 | 10/2022 |
| Kestra Investment Services, Llc | Austin | TX | 03/2016 | 10/2022 |
| J.P. Morgan Securities Llc | New Braunfels | TX | 10/2022 | Present |
| Renaissance | Austin | TX | 07/2012 | 11/2020 |
| Paychex (Oasis) | Austin | TX | 03/2016 | 12/2017 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-10-02 |
| S63 | Uniform Securities Agent State Law Examination | 2015-09-03 |
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