Andrew Michael Padgett

Employer firm

J. W. Cole Advisors, Inc. CRD 112294

$8.25B regulatory AUM 1,971 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• Educational seminars
• HOURLY & FIXED RATE CONSULTING

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2007 → Present
  J W Cole Financial Inc
  Tampa, FL
• 09/2011 → Present
  Jonathan Roberts Advisory Group, Inc.
  Tampa, FL

Previous Registrations

• 2002-05-09 → 2011-10-03
  Joseph Seep & Associates, Llc
  Tempe, AZ

Other Businesses

1) NAME OF BUSINESS: ADVISER CONNECTION, LLC. INVESTMENT RELATED: NO BUSINESS ADDRESS:7019 E MORELAND ST.,SCOTTSDALE,AZ 85257 NATURE OF BUSINESS: WEB DESIGN RELATIONSHIP: SOLE PROPRIETER START DATE: 01/01/2001 # OF HOURS PER MONTH: 40 # OF HOURS PER MONTH DURING TRADING HOURS: 0 DUTIES: DESIGN AND DEVELOP INTERNET WEB SITES. 2)NAME OF BUSINESS: SELF INVESTMENT RELATED: YES BUSINESS ADDRESS: 7019 E MORELAND ST.,SCOTTSDALE,AZ 85257 NATURE OF BUSINESS: FIXED INSURANCE SALES RELATIONSHIP: SELF START DATE: 11/01/1992 # OF HOURS PER MONTH: 10 # OF HOURS PER MONTH DURING TRADING HOURS: 10 DUTIES: SELL AND SERVICE FIXED INSURANCE POLICIES TO CUSTOMERS. 3) A. PADGETT FINANCIAL SERVICES (APPROVED 3/3/2015) B. NON-INVESTMENT RELATED C. 7019 E. MORELAND ST, SCOTTSDALE, AZ 25857 F. MOBILE NOTARY PUBLIC G. OWNER H. 3/2015 I. 4 HRS/MONTH J. 2 TRADING HOURS K. NOTARIZE SIGNATURES ON LOAN AND ESTATE PLANNING DOCUMENTS K. $5000/YR 4. DBA - PADGETT FINANCIAL SERVICES (ADDED 2/10/2015) 5. Phoenix Pharmacy; Non investment related; 1701 E Thomas Rd, Phoenix, AZ 85016; Delivery driver; Independent contractor; prescription delivery

Exams

• S66 Uniform Combined State Law Examination
  2001-10-16
• S65 Uniform Investment Adviser Law Examination
  1996-10-29
• S63 Uniform Securities Agent State Law Examination
  1993-01-22