L. Paul Dorsey

Employer firm

Mariner CRD 140195

$125B regulatory AUM 216 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2009 → 09/2021
  Fcg Advisors Llc
  Chatham, NJ
• 08/2020 → 09/2021
  Cambridge Investment Research, Inc
  Fairfield, IA
• 08/2020 → 09/2021
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA
• 10/2021 → Present
  Mariner Wealth Advisors
  Wilmington, DE
• 10/2021 → Present
  Msec, Llc
  Overland Park, KS

Previous Registrations

• 2020-08-21 → 2021-10-12
  Cambridge Investment Research Advisors, Inc.
  Wilmington, DE
• 2016-03-22 → 2020-12-31
  Fcg Wealth Management, Llc
  Wilmington, DE
• 2012-12-20 → 2016-03-23
  Fcg Advisors, Llc
  Chatham, NJ
  Wilmington, DE

Other Businesses

1) L PAUL DORSEY, WILMINGTON, DE, INSURANCE AGENT/SALES-INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 02/10/03, INV REL, 3/MO- 3/TRADING 2) MSEC, LLC, Registered Representative; START DATE 10/2021 3) L PAUL DORSEY, WILMINGTON, DE, AUTHOR, 04/01/20, NIR, 6/MO- 0/TRADING 4) PMAK, LLC, WILMINGTON, DE, REAL ESTATE RENTAL, 07/15/15, NIR, 2/MO- 0/TRADING 5) AMD PROPERTIES, WILMINGTON, DE, REAL ESTATE OWNER, 08/01/05, NIR, 2/MO- 0/TRADING 6) AMERICAN GIFT FUND, WILMINGTON,DE, DONOR ADVISED FUND CHAIRMAN, 04/01/19, NIR- 6/MO- 3/TRADING

Exams

• S63 Uniform Securities Agent State Law Examination
  1993-01-25

Designations

• Chartered Financial Analyst

Other Names

• Paul Dorsey