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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-01-05
MA RA APPROVED 2013-04-16
  • TX RA
    APPROVED
    Since 2017-01-05
  • MA RA
    APPROVED
    Since 2013-04-16

Branch Locations

101 Longwater Cir Ste 103, Norwell, MA 02061 • United States

Global Vision Advisors

101 Longwater Circle Unit 103, Norwell, MA 02061 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2009-12-17
  • MA RA
    APPROVED
    Since 2009-12-17

Branch Locations

101 Longwater Circle Suite 103, Norwell, MA 02061 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc Fairfield IA 06/2007 Present
Global Vision Advisors Hingham MA 06/2007 Present
Global Vision Advisors Hingham MA 12/2009 Present
Cambridge Investment Research Advisors, Inc Fairfield IA 01/2013 Present
Previous Registrations
Other Businesses

1) GLOBAL VISION ADVISORS LLC, 101 LONGWATER CIR, STE 103, NORWELL, MA, 6/01/2007 AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 10/YR - 0/TRADING. 2) GLOBAL VISION ADVISORS LLC, 101 LONGWATER CIR, STE 103, NORWELL, MA, 1/01/2001 AS ADVISORY REP OF A RIA. INV REL - 20/WK - 20/TRADING. 3) 101 LONGWATER CIR, STE 103, NORWELL, MA, 1/01/2012 AS OWNER OF LLC THAT OWNS RENTAL PROPERTY. landlord, NIR - 1/MO - 0/TRADING. 4) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 40/WK - 40/TRADING. 01/10/13. 5) UCC NORWELL, 460 MAIN ST, NORWELL, MA, NORWELL CHURCH MINISTRY LEADER, 03/03/18, NIR, 4 HR/MO- 0/TRADING HR. 6) UCC NORWELL, 460 MAIN ST, NORWELL, MA, 03/14/2019. MEMBER ENDOWMENT COMMITTEE, REVIEW GOALS OF ENDOWMENT. NIR-6/YR-0/TRADING. 7) SPIN INSTRUCTOR / 386 Washington street, Norwell MA 02061 / 10/05/1969 / NIR / FITNESS INSTRUCTOR / 4 HR/MO - 0 HR/MO TRADING 8) TYPEONE / 386 Washington Street, Norwell MA 02061 / 10/01/2022 / NIR / BOARD MEMBER / 1 HR/MO - 0 HR/MO TRADING

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-11-13
S63 Uniform Securities Agent State Law Examination 1993-02-10
  • S65 Uniform Investment Adviser Law Examination
    1995-11-13
  • S63 Uniform Securities Agent State Law Examination
    1993-02-10
Designations
Other Names
  • Tom Holland

View on SEC IAPD

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