Mark Walter Lindberg

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/1995 → 09/2025
  Avantax Investment Services, Inc.
  Dobbs Ferry, NY
• 06/2017 → 09/2025
  Avantax Advisory Services
  Dobbs Ferry, NY
• 11/1995 → 09/2025
  Avantax Insurance Agency And/Or Avantax Insurance Services
  Dobbs Ferry, NY
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Dobbs Ferry, NY
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2021-08-30 → 2025-09-05
  Avantax Advisory Services
  Dobbs Ferry, NY

Other Businesses

1) Lindberg Tax~84 main st~dobbs ferry~NY~10522~Tax Preparation/Accounting~Owner/Sole Proprietor~1/1/2000~10hrs~10hrs~tax preparation 2) Lindberg Tax and Financial Service~84 main st~dobbs ferry~NY~10522~Tax Preparation/Accounting~Tax Preparation/Accounting~1/1/2000~10hrs~10hrs~tax preparation 3) Lindberg Tax & Financial Svces~84 main st~dobbs ferry~NY~10522~Tax Preparation/Accounting~Owner/Sole Proprietor~1/1/2000~10hrs~10hrs~tax preparation

Exams

• S63 Uniform Securities Agent State Law Examination
  1992-12-29

Other Names

• Mark Walter Lindberg