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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-17
  • NY RA
    APPROVED
    Since 2021-08-17

Branch Locations

Cwm Retail, Sales 65 Main Street, Hastings On Hudson, NY 10706 • United States

Citi Wealth Management, Sales 750 Washington Blvd, Fl 7, Stamford, CT 06901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc. New York NY 11/2015 Present
Previous Registrations
  • 2015-01-28 → 2015-11-17
    Capital One Advisors, Llc
    Seattle, WA
  • 2013-12-13 → 2015-01-28
    Capital One Financial Advisors Llc
    Melville, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-12-10
S63 Uniform Securities Agent State Law Examination 2011-11-10
  • S66 Uniform Combined State Law Examination
    2013-12-10
  • S63 Uniform Securities Agent State Law Examination
    2011-11-10

View on SEC IAPD

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