Eric Vincent Wasson

Current Employers

Employment History

• 11/2010 → Present
  Lpl Financial Llc
  Dover, NH
• 07/2018 → Present
  Aztec Financial Group, Llc
  Dover, NH

Previous Registrations

• 2007-01-30 → 2010-11-24
  Next Financial Group, Inc.
  Salisbury, MA
  Houston, TX
  Portsmouth, NH
  Portsmouth, NH
  Dover, NH
• 1998-11-18 → 2007-01-31
  Citizens Securities, Inc.
  Rochester, NH
  Rochester, NH

Other Businesses

1. 11/24/2010: NON-VARIABLE INSURANCE - SELLING FIXED INSURANCE AWAY FROM LPL INCLUDING CARRIER OHIO NATIONAL LIFE. - 1% OF TIME - DOVER, NH. 2. 6/14/2012: NON-VARIABLE INSURANCE - AZTEC FINANCIAL GROUP - PROVIDE SERVICES TO CLIENTS OFFERNING NON-VARIABLE INURANCE PRODUCTS. - TIME SPENT 45% - DOVER, NH. 3. 11/6/2012: REAL ESTATE RENTAL - MERV ASSOCIATES, LLC - THE BUILDING THAT MY BUSINESS RENTS IS OWNED BY AN LLC THAT I OWN. THE LLC HAS ALREADY BEEN APPROVED BY LPL.THAT LLC WOULD LIKE TO RENT THE OTHER ROOMS OUT. EACH ROOM HAS A LOCK AND KEY SO NO CLIENT INFORMATION IS AVAILABLE. - TIME SPENT 2% - DOVER, NH. 4. 9/20/2018 - AZTEC Financial Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - Started 07/02/2018 - 12 Hours Per Month/1 Hour During Securities Trading - I provide financial planning and consulting services through Aztec Financial Group, an independent investment advisor firm. I started this business activity in 08/2018. I expect to spend approximately 12 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The advisory firm is separate from and independent of LPL Financial. 5. 1/22/2019 - AZTEC Financial Group, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 08/08/2018 - 20 Hours Per Month/19 Hours During Securities Trading. 6. 11/19/2019 - ZACE LLC - Investment Related - Bethel, Maine 04217 - Real Estate Rental - Start Date: 12/01/2019 - 2 Hours Per Month/0 Hours During Securities Trading. 7. 09/02/2022 - Eric V Wasson Revocable Trust - Investment Related - Limerick, ME 04048 - Real Estate Rental - Start Date - 10/21/2022 - 0 Hours Per Month/0 Hours During Securities Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-11-18
• S63 Uniform Securities Agent State Law Examination
  1993-02-01

Designations

Other Names

• Eric V Wasson