Best Investors
Account
Sign in
Best Investors
Account
Sign in
Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-03-26 |
| CO | RA | APPROVED | 2016-09-21 |
| WA | RA | APPROVED | 2009-06-01 |
Branch Locations
5251 Dtc Parkway Suite 1500, Greenwood Village, CO 80111 • United States
1550 Market Street Suite 600, Denver, CO 80202 • United States
Denver, CO • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Inc. | Seattle | WA | 03/1999 | Present |
| Morgan Stanley Smith Barney | Seattle | WA | 06/2009 | Present |
| Morgan Stanley | Greenwood Village | CO | 09/2016 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-07-13 |
| S63 | Uniform Securities Agent State Law Examination | 2005-08-30 |
Reach out to this advisor