Kevin Richard Stevens

Current Employers

Employment History

• 10/2002 → 02/2025
  Concourse Financial Group Securities Inc
  Dubuque, IA
• 04/2003 → 08/2018
  Honkamp Krueger Financial Services, Inc.
  Dubuque, IA
• 10/2002 → Present
  (Dba) Tricor Inc
  Dubuque, IA
• 08/2018 → 02/2025
  Concourse Financial Group Securities Inc
  Dubuque, IA
• 02/2025 → Present
  Cetera Wealth Services, Llc
  Dubuque, IA
• 02/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2018-08-29 → 2025-02-20
  Concourse Financial Group Securities, Inc.
  Stoughton, WI
  Dubuque, IA
  Dubuque, IA
  Dubuque, IA
• 2003-05-13 → 2018-08-22
  Avantax Planning Partners, Inc.
  Dubuque, IA

Other Businesses

(dba) TRICOR, INC; Investment Related; Lancaster, WI; Insurance; Agent; Start Date 10/2002; 25 hours per month with those 1 hour occurring during trading hours; Sales and service of Life insurance; Education for TRICOR employees 401K. >> AREA RESIDENTIAL CARE; Non-Investment Related; Dubuque IA 52001; Residential Care; Board Member; Start Date 08/2008; 4 hours per month with none of those hours occurring during trading hours; Helps oversee programming and housing. >> DUBUQUE COUNTY; Non-Investment Related; Dubuque, IA; County Hospital; Board Trustee; Start Date 01/2013; 2 hours per month with all hours per month being during trading hours; Overseeing county nursing home property and attending monthly meetings to oversee physical assets and maintenance of Sunny Crest Manor which is a county nursing home property. >> POINTHOUSE LLC; Non-Investment Related; Dubuque, IA; Real Estate; President; Start Date 08/2019; 20 hours per month with no hours per month occurring during trading hours; Co-own, operate and maintain one home for short term rental.

Exams

• S65 Uniform Investment Adviser Law Examination
  2003-04-28
• S63 Uniform Securities Agent State Law Examination
  1992-12-16

Designations