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Current Employers
Avantax Planning Partners, Inc.

210 Jones St Ste. 104, Dubuque, IA 52001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-08-09
IN RA APPROVED 2022-10-07
  • TX RA
    APPROVED_RES
    Since 2025-08-09
  • IN RA
    APPROVED
    Since 2022-10-07

Branch Locations

210 Jones St Ste. 104, Dubuque, IA 52001 • United States

Indianapolis, IN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Indianapolis IN 03/2017 04/2018
Lumarc Solutions Indianapolis IN 09/2016 02/2017
Unemployeed Whitehouse TX 06/2016 09/2016
Unemployeed Indianapolis IN 04/2018 09/2018
Thurston Springer Indianapolis IN 09/2018 10/2022
Avantax Planning Partners Indianapolis IN 10/2022 Present
Avantax Investment Servies, Inc. Indianapolis IN 10/2022 09/2025
Rookie To Legend Cards Indianapolis IN 08/2025 05/2026
Rookie To Legend Cards Indianapolis IN 08/2025 05/2026
Cetera Wealth Services, Llc Indianapolis IN 09/2025 Present
Card Stand Pro Indianapolis IN 03/2026 Present
  • 03/2017 → 04/2018
    Charles Schwab & Co., Inc.
    Indianapolis, IN
  • 09/2016 → 02/2017
    Lumarc Solutions
    Indianapolis, IN
  • 06/2016 → 09/2016
    Unemployeed
    Whitehouse, TX
  • 04/2018 → 09/2018
    Unemployeed
    Indianapolis, IN
  • 09/2018 → 10/2022
    Thurston Springer
    Indianapolis, IN
  • 10/2022 → Present
    Avantax Planning Partners
    Indianapolis, IN
  • 10/2022 → 09/2025
    Avantax Investment Servies, Inc.
    Indianapolis, IN
  • 08/2025 → 05/2026
    Rookie To Legend Cards
    Indianapolis, IN
  • 08/2025 → 05/2026
    Rookie To Legend Cards
    Indianapolis, IN
  • 09/2025 → Present
    Cetera Wealth Services, Llc
    Indianapolis, IN
  • 03/2026 → Present
    Card Stand Pro
    Indianapolis, IN
Previous Registrations
  • 2020-11-16 → 2022-10-13
    Indianapolis, IN
  • 2019-10-07 → 2020-11-23
    Thurston, Springer, Miller, Herd & Titak, Inc.
    Indianapolis, IN
Other Businesses

1) DOOR DASH POSITION: Delivery Driver NATURE: deliver food to customers who order from door dash INVESTMENT RELATED: No NUMBER OF HOURS: 12 SECURITIES TRADING HOURS: 0 START DATE: 08/15/2024 ADDRESS: 3390 Asbury Road, Dubuque, IA 52002, United States DESCRIPTION: i will be driving my personal vehicle to restaurants to pick up food that was ordered then deliver it to customers at the location they requested the food be delivered. 2) HOME OWNERS ASSOCIATION POSITION: Board Member NATURE: I am a voting board member for the hoa I live in. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/14/2025 ADDRESS: 3390 Asbury Road, Dubuque, IA 52002, United States DESCRIPTION: my requirements are to attend one meeting per month and vote on current hoa items for that month if any exist. 3) NAME OF OTHER BUSINESS: COOL GUY CARD SHOP; INVESTMENT RELATED: NO; ADDRESS: 6905 SMITHFIELD BLVD, INDIANAPOLIS, IN 46237; NATURE OF BUSINESS: CARD SHOP; START DATE: 8/2025; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 10; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: LIST AND SELL TRADING CARDS; 4) NAME OF OTHER BUSINESS: CARD STAND PRO INVESTMENT RELATED: NO ADDRESS: 6905 SMITHFIELD BLVD, INDIANAPOLIS, IN, 46237 NATURE OF BUSINESS: CUSTOM TRADING CARD STANDS START DATE: 03/05/2026 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 20 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: I WILL BE MAKING CUSTOM TRADING CARD STANDS THAT WILL HOLD AND DISPLAY TRADING CARDS

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-10-05
S63 Uniform Securities Agent State Law Examination 2017-08-22
  • S66 Uniform Combined State Law Examination
    2019-10-05
  • S63 Uniform Securities Agent State Law Examination
    2017-08-22

View on SEC IAPD

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