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210 Jones St Ste. 104, Dubuque, IA 52001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-08-09 |
| IN | RA | APPROVED | 2022-10-07 |
Branch Locations
210 Jones St Ste. 104, Dubuque, IA 52001 • United States
Indianapolis, IN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | Indianapolis | IN | 03/2017 | 04/2018 |
| Lumarc Solutions | Indianapolis | IN | 09/2016 | 02/2017 |
| Unemployeed | Whitehouse | TX | 06/2016 | 09/2016 |
| Unemployeed | Indianapolis | IN | 04/2018 | 09/2018 |
| Thurston Springer | Indianapolis | IN | 09/2018 | 10/2022 |
| Avantax Planning Partners | Indianapolis | IN | 10/2022 | Present |
| Avantax Investment Servies, Inc. | Indianapolis | IN | 10/2022 | 09/2025 |
| Rookie To Legend Cards | Indianapolis | IN | 08/2025 | 05/2026 |
| Rookie To Legend Cards | Indianapolis | IN | 08/2025 | 05/2026 |
| Cetera Wealth Services, Llc | Indianapolis | IN | 09/2025 | Present |
| Card Stand Pro | Indianapolis | IN | 03/2026 | Present |
1) DOOR DASH POSITION: Delivery Driver NATURE: deliver food to customers who order from door dash INVESTMENT RELATED: No NUMBER OF HOURS: 12 SECURITIES TRADING HOURS: 0 START DATE: 08/15/2024 ADDRESS: 3390 Asbury Road, Dubuque, IA 52002, United States DESCRIPTION: i will be driving my personal vehicle to restaurants to pick up food that was ordered then deliver it to customers at the location they requested the food be delivered. 2) HOME OWNERS ASSOCIATION POSITION: Board Member NATURE: I am a voting board member for the hoa I live in. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/14/2025 ADDRESS: 3390 Asbury Road, Dubuque, IA 52002, United States DESCRIPTION: my requirements are to attend one meeting per month and vote on current hoa items for that month if any exist. 3) NAME OF OTHER BUSINESS: COOL GUY CARD SHOP; INVESTMENT RELATED: NO; ADDRESS: 6905 SMITHFIELD BLVD, INDIANAPOLIS, IN 46237; NATURE OF BUSINESS: CARD SHOP; START DATE: 8/2025; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 10; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: LIST AND SELL TRADING CARDS; 4) NAME OF OTHER BUSINESS: CARD STAND PRO INVESTMENT RELATED: NO ADDRESS: 6905 SMITHFIELD BLVD, INDIANAPOLIS, IN, 46237 NATURE OF BUSINESS: CUSTOM TRADING CARD STANDS START DATE: 03/05/2026 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 20 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: I WILL BE MAKING CUSTOM TRADING CARD STANDS THAT WILL HOLD AND DISPLAY TRADING CARDS
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-10-05 |
| S63 | Uniform Securities Agent State Law Examination | 2017-08-22 |
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