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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2025-08-25
  • MN RA
    APPROVED
    Since 2025-08-25

Branch Locations

900 Nw 4Th Street Suite 102, Faribault, MN 55021 • United States

1600 Madison Ave, Suite 101A, Mankato, MN 56001 • United States

17555 Kenwood Trail West, Lakeville, MN 55044 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Minnesota Life Ins Co St Paul MN 01/2014 10/2017
Securian Financial Services, Inc St Paul MN 02/2014 10/2017
Thrivent Financial Appleton WI 10/2017 06/2021
Thrivent Investment Management Inc Minneapolis MN 11/2017 06/2021
Cetera Advisor Networks El Segundo CA 06/2021 04/2022
Thrivent Investment Management Inc Minneapolis MN 06/2022 12/2023
University Of Northwestern Saint Paul Saint Paul MN 08/2015 Present
Thrivent Financial Minneapolis MN 06/2022 12/2023
Unemployed Chaska MN 04/2022 06/2022
Advisornet Financial Minnetonka MN 06/2021 04/2022
Thrivent Financial Minneapolis MN 10/2017 06/2021
Securian Financial Saint Paul MN 01/2014 10/2017
Brady Lindemann Minnetonka MN 12/2024 01/2025
Northwestern Mutual Investment Services Llc Minnetonka MN 12/2024 06/2025
Bpl District Network Office Llc Minnetonka MN 01/2025 06/2025
Northwestern Mutual Life Insurance Company Milwaukee WI 03/2025 06/2025
Northwestern Mutual Wealth Management Company Milwaukee WI 05/2025 06/2025
Affinity Plus Federal Cu Lakeville MN 08/2025 Present
Lpl Financial Llc Lakeville MN 08/2025 Present
  • 01/2014 → 10/2017
    Minnesota Life Ins Co
    St Paul, MN
  • 02/2014 → 10/2017
    Securian Financial Services, Inc
    St Paul, MN
  • 10/2017 → 06/2021
    Thrivent Financial
    Appleton, WI
  • 11/2017 → 06/2021
    Minneapolis, MN
  • 06/2021 → 04/2022
    Cetera Advisor Networks
    El Segundo, CA
  • 06/2022 → 12/2023
    Minneapolis, MN
  • 08/2015 → Present
    University Of Northwestern Saint Paul
    Saint Paul, MN
  • 06/2022 → 12/2023
    Thrivent Financial
    Minneapolis, MN
  • 04/2022 → 06/2022
    Unemployed
    Chaska, MN
  • 06/2021 → 04/2022
    Advisornet Financial
    Minnetonka, MN
  • 10/2017 → 06/2021
    Thrivent Financial
    Minneapolis, MN
  • 01/2014 → 10/2017
    Securian Financial
    Saint Paul, MN
  • 12/2024 → 01/2025
    Brady Lindemann
    Minnetonka, MN
  • 12/2024 → 06/2025
    Minnetonka, MN
  • 01/2025 → 06/2025
    Bpl District Network Office Llc
    Minnetonka, MN
  • 03/2025 → 06/2025
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 05/2025 → 06/2025
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 08/2025 → Present
    Affinity Plus Federal Cu
    Lakeville, MN
  • 08/2025 → Present
    Lakeville, MN
Previous Registrations
Other Businesses

1. Investment products and services are offered through LPL Financial LLC using the DBA/trade name Affinity Plus Investment Center - Investment Related - At Reported Business Location (s) - Start Date: 08/2025 2. 08/2025 - University of Northwestern - St.Paul - Teaching - Not Investment Related - 10 Hour(s)/Month - 0 Hour(s) During Trading - Roseville, MN, 55113 - OBA Start Date: 08/01/2015

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-02-06
S63 Uniform Securities Agent State Law Examination 1996-05-06
  • S65 Uniform Investment Adviser Law Examination
    1997-02-06
  • S63 Uniform Securities Agent State Law Examination
    1996-05-06
Other Names
  • Scott William Yeomans
  • Scott W Yeomans
  • Scott William Yeomans

View on SEC IAPD

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