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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-08-12 |
| MN | RA | APPROVED | 2013-12-09 |
Branch Locations
414 Central Ave Suite C, Faribault, MN 55021 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sandy Flom Cpa Cfp | Faribault | MN | 08/2008 | Present |
| Cambridge Investment Research Inc. | Fairfield | IA | 07/2012 | Present |
| Cambridge Investment Research Advisors, Inc | Fairfield | IA | 07/2012 | Present |
1) SANDY FLOM, 414 CENTRAL AVE STE C FARIBAULT MN, 01/2007, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, NIR, 1 HR/MO 1 HR/MO TRADING 2) SANDY FLOM LLC DBA FARIBAULT CPA, 414 CENTRAL AVE N STE C FARIBAULT MN, 1/2010, OWNER/CPA, NIR, 160 HR/MO 30 HR/MO TRADING 3) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, 07/2012, ADVISORY REP OF AN RIA, INV REL, 1 HR/YR 0 HR/YR TRADING 4) FINANCIAL SOLUTION MN LLC, 414 CENTRAL AVE STE C FARIBAULT MN, 01/2022, OWNER, DBA, INV REL, 40 HR/MO 40 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1999-11-24 |
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