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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2008-01-25
  • PA RA
    APPROVED
    Since 2008-01-25

Branch Locations

542 N. Lewis Road Suite 104, Royersford, PA 19468 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Janney Montgomery Scott Llc Pottstown PA 01/2008 04/2022
Janney Montgomery Scott Llc Royersford PA 04/2022 Present
Previous Registrations
  • 2004-01-01 → 2008-01-17
    Gladwyne, PA
    Newton Square, PA
  • 2003-05-27 → 2004-01-01
    J.J.B. Hilliard, W.L. Lyons, Llc
    Gladwyne, PA
Other Businesses

Walnut Hill Investments, LLC, Real Estate Holding - Holds 4 properties; Devotes 3 hours/month.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-09-26
S63 Uniform Securities Agent State Law Examination 1992-12-30
  • S65 Uniform Investment Adviser Law Examination
    2002-09-26
  • S63 Uniform Securities Agent State Law Examination
    1992-12-30
Other Names
  • Thomas Martorana

View on SEC IAPD

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