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2919 Allen Pkwy, Houston, TX 77019 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| HI | RA | APPROVED | 2026-04-14 |
| AL | RA | APPROVED | 2025-02-24 |
| OH | RA | APPROVED | 2024-07-02 |
| CA | RA | APPROVED | 2014-03-06 |
| WA | RA | APPROVED | 2013-09-05 |
| OR | RA | APPROVED | 2012-12-14 |
Branch Locations
1800 S.W. First Avenue Suite 420, Portland, OR 97201 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Valic Financial Advisors | Houston | TX | 12/2012 | Present |
| Agia | Houston | TX | 12/2022 | Present |
SAINTE CECILE WINE IMPORTS LLC POSITION: Owner NATURE: Import and selling French wines; informing friends and customers that our wines are available for purchase and wine tasting; No duties are performed during trading hours INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 11/25/2019 ADDRESS: 512 NW Albemarle Terrace, Portland OR 97210, United States DESCRIPTION: selling wines; pouring wines during tasting; depositing checks once customers pay for their wine purchases OREGON NOTARY PUBLIC POSITION: Notary Public NATURE: I am able to Notarize documents in the state of Oregon. I do NOT charge Notary fees. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 11/25/2019 ADDRESS: 1800 SW First Avenue Suite 420, Portland OR 97201, United States DESCRIPTION: I notarize documents in the state of Oregon. I do NOT charge Notary fees for my Notary services. AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products RENTAL INCOME POSITION: Owner NATURE: I receive rental income $1200/month from this house. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 06/08/2023 ADDRESS: 1920 SE Tacoma St, Portland OR 97202, United States DESCRIPTION: I am responsible for the landscape/maintenance of the house.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-05-18 |
| S63 | Uniform Securities Agent State Law Examination | 1999-02-04 |
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