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Current Employers
Valic Financial Advisors, Inc.

2919 Allen Pkwy, Houston, TX 77019 • United States

Current Registrations

AuthorityCategoryStatusDate
HI RA APPROVED 2026-04-14
AL RA APPROVED 2025-02-24
OH RA APPROVED 2024-07-02
CA RA APPROVED 2014-03-06
WA RA APPROVED 2013-09-05
OR RA APPROVED 2012-12-14
  • HI RA
    APPROVED
    Since 2026-04-14
  • AL RA
    APPROVED
    Since 2025-02-24
  • OH RA
    APPROVED
    Since 2024-07-02
  • CA RA
    APPROVED
    Since 2014-03-06
  • WA RA
    APPROVED
    Since 2013-09-05
  • OR RA
    APPROVED
    Since 2012-12-14

Branch Locations

1800 S.W. First Avenue Suite 420, Portland, OR 97201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Valic Financial Advisors Houston TX 12/2012 Present
Agia Houston TX 12/2022 Present
  • 12/2012 → Present
    Valic Financial Advisors
    Houston, TX
  • 12/2022 → Present
    Agia
    Houston, TX
Previous Registrations
Other Businesses

SAINTE CECILE WINE IMPORTS LLC POSITION: Owner NATURE: Import and selling French wines; informing friends and customers that our wines are available for purchase and wine tasting; No duties are performed during trading hours INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 11/25/2019 ADDRESS: 512 NW Albemarle Terrace, Portland OR 97210, United States DESCRIPTION: selling wines; pouring wines during tasting; depositing checks once customers pay for their wine purchases OREGON NOTARY PUBLIC POSITION: Notary Public NATURE: I am able to Notarize documents in the state of Oregon. I do NOT charge Notary fees. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 11/25/2019 ADDRESS: 1800 SW First Avenue Suite 420, Portland OR 97201, United States DESCRIPTION: I notarize documents in the state of Oregon. I do NOT charge Notary fees for my Notary services. AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products RENTAL INCOME POSITION: Owner NATURE: I receive rental income $1200/month from this house. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 06/08/2023 ADDRESS: 1920 SE Tacoma St, Portland OR 97202, United States DESCRIPTION: I am responsible for the landscape/maintenance of the house.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-05-18
S63 Uniform Securities Agent State Law Examination 1999-02-04
  • S65 Uniform Investment Adviser Law Examination
    1999-05-18
  • S63 Uniform Securities Agent State Law Examination
    1999-02-04

View on SEC IAPD

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