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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-01-03 |
| TX | RA | APPROVED | 2025-01-03 |
Branch Locations
18 Corporate Woods Blvd Fl 2, Albany, NY 12211 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Voya Financial Advisors, Inc. | Albany | NY | 10/2005 | 08/2017 |
| The Investment Center Inc | Albany | NY | 08/2017 | 05/2018 |
| Ic Advisory Services Inc | Albany | NY | 08/2017 | 05/2018 |
| Kovack Securities, Inc. | Fort Lauderdale | FL | 05/2018 | 11/2024 |
| Kovack Advisors, Inc. | Fort Lauderdale | FL | 05/2018 | 11/2024 |
| Lpl Financial | Albany | NY | 01/2025 | Present |
1- 12/2024 / Advsiors Insurance Brokers / Non-Variable Insurance / Inv Rltd / 4 hrs mnth / start 01/01/2007 2- 12/2024 / Rosemont Financial Group / DBA for LPL Business (entity for LPL business) / Inv Rltd / 160 hrs mnth / 30 hrs during trading / start 01/03/2025
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1993-01-09 |
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