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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-02-02 |
| TX | RA | APPROVED | 2022-02-02 |
Branch Locations
9665 Wilshire Boulevard Suite 600, Beverly Hills, CA 90212 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jp Morgan Securities Llc | Los Angeles | CA | 10/2015 | 02/2022 |
| Jp Morgan Chase Bank, N.A. | Los Angeles | CA | 10/2015 | 02/2022 |
| Julip Capital Inc. | Manhattan Beach | CA | 03/2007 | Present |
| Morgan Stanley Smith Barney Llc | Beverly Hills | CA | 02/2022 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 02/2022 | Present |
*527758 - Julip Capital Corporation ; Investment related - Yes ; MANHATTAN Beach, California ; private investments ; Officer(proprietor, partner, officer, director, employee, trustee, agent) ; 5/2003 ; During business hours : 0 ; After business hours : 2 ; Business Development/Growth *333658 : WESTCOAST SPORTS ASSOCIATES; Investment related : No; Los Angeles; California; Non-Profit, Charitable; Board Member(proprietor, partner, officer, director, employee, trustee, agent);06/1994; During business hours: 3; After business hours: 2; Fundraising
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-10-26 |
| S63 | Uniform Securities Agent State Law Examination | 1995-01-26 |
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