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Patricia Barnes

Maine Advisory Associates

Falmouth, ME

Falmouth, ME

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Current Employers
Maine Advisory Associates

358 U.S. Route 1 Suite 101, Falmouth, ME 04105 • United States

Current Registrations

AuthorityCategoryStatusDate
ME RA APPROVED 2021-01-04
  • ME RA
    APPROVED
    Since 2021-01-04

Branch Locations

358 Us Route 1 Suite 101, Falmouth, ME 04105 • United States

358 U.S. Route 1 Suite 101, Falmouth, ME 04105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Maine Advisory Associates, Inc. New Sharon ME 02/2006 01/2021
Volk Financial Llc Dba Maine Advisory Associates Falmouth ME 11/2020 Present
  • 02/2006 → 01/2021
    Maine Advisory Associates, Inc.
    New Sharon, ME
  • 11/2020 → Present
    Volk Financial Llc Dba Maine Advisory Associates
    Falmouth, ME
Previous Registrations
  • 2015-01-02 → 2021-04-01
    Maine Advisory Associates, Inc.
    Warren, ME
    New Sharon, ME
    Brunswick, ME
    Portland, ME
  • 2010-01-20 → 2014-12-31
    Cadaret, Grant & Co., Inc.
    Bath, ME
    New Sharon, ME
    Syracuse, NY
    Brunswick, ME
  • 2007-02-09 → 2011-10-06
    Maine Accountants Alliance, Inc.
    New Sharon, ME
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-04-20
S63 Uniform Securities Agent State Law Examination 1998-04-22
  • S65 Uniform Investment Adviser Law Examination
    2006-04-20
  • S63 Uniform Securities Agent State Law Examination
    1998-04-22
Other Names
  • Patricia B Mateczun

View on SEC IAPD

Other Firms

MML INVESTORS SERVICES, LLC
CETERA INVESTMENT ADVISERS LLC
STILLWATER INVESTING
J.P. MORGAN SECURITIES LLC
PARK AVENUE SECURITIES LLC
COMMONWEALTH FINANCIAL NETWORK
EDWARD JONES
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Other Investors

JONATHAN WAYNE HILTZ
Peter Kelley
LAWRENCE JOSEPH PERRY
CHRISTOPHER R. PERRY
MATTHEW ALAN RITTENHOUSE
Robert Oliver Larochelle
ALANE MARGARET DOWNES
COREY BRIAN WOODHEAD

Other Offices

MML INVESTORS SERVICES, LLC · Falmouth, ME
CETERA INVESTMENT ADVISERS LLC · FALMOUTH, ME
STILLWATER INVESTING · PORTLAND, ME
J.P. MORGAN SECURITIES LLC · Westbrook, ME
PARK AVENUE SECURITIES LLC · WESTBROOK, ME
CETERA INVESTMENT ADVISERS LLC · WESTBROOK, ME
COMMONWEALTH FINANCIAL NETWORK · FALMOUTH, ME
EDWARD JONES · FALMOUTH, ME

More in Falmouth, ME

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