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John Frederick Desimone

Peddock Capital Advisors, LLC

Braintree, MA

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Current Employers
Peddock Capital Advisors, Llc

50 Braintree Hill Office Park Suite 207, Braintree, MA 02184 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2021-01-22
  • MA RA
    APPROVED
    Since 2021-01-22

Branch Locations

50 Braintree Hill Office Park Suite 207, Braintree, MA 02184 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Dakota Wealth, Llc (Formerly Oakmont Partners, Llc) Peabody MA 01/2007 02/2019
Dakota Wealth, Llc Peabody MA 02/2019 12/2020
Gml Associates, Pc Boston MA 01/2019 12/2020
Peddock Capital Advisors, Llc Braintree MA 01/2021 Present
  • 01/2007 → 02/2019
    Dakota Wealth, Llc (Formerly Oakmont Partners, Llc)
    Peabody, MA
  • 02/2019 → 12/2020
    Peabody, MA
  • 01/2019 → 12/2020
    Gml Associates, Pc
    Boston, MA
  • 01/2021 → Present
    Braintree, MA
Previous Registrations
  • 2018-10-10 → 2021-01-18
    Peabody, MA
    Palm Beach Gardens, FL
  • 2007-01-31 → 2019-03-25
    Dakota Wealth, Llc
    Palm Beach Gardens, FL
    Peabody, MA
  • 2004-04-02 → 2006-12-31
    Castleguard Wealth Management, Ltd
    Beverly, MA
  • 2003-04-24 → 2004-04-26
    Avantax Advisory Services
    Beverly, MA
  • 2002-04-26 → 2003-04-04
    Boston, MA
Other Businesses

(1.) JOHN DESIMONE IS ALSO INVOLVED IN JFD ASSOCIATES, PLLC; WENHAM, MA; LLC; INVESTMENT RELATED: NO; NATURE OF ENTITY: LAW PRACTICE; TITLE: ATTORNEY; START DATE: 01/2021; NUMBER OF HOURS A MONTH DEVOTED: 10HRS/MO; DUTIES: PRACTICE OF LAW; OWNERSHIP: YES; INVOLVED IN OBA: YES

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-06-12
S63 Uniform Securities Agent State Law Examination 1996-10-09
  • S66 Uniform Combined State Law Examination
    2001-06-12
  • S63 Uniform Securities Agent State Law Examination
    1996-10-09
Designations

View on SEC IAPD

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