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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-03-03 |
| CA | RA | APPROVED | 2009-10-12 |
Branch Locations
9665 Wilshire Boulevard Suite 600, Beverly Hills, CA 90212 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Beverly Hills | CA | 10/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
ANITOCH UNIVERSITY LOS ANGELES ADDRESS OF OUTSIDE BUSINESS (CITY, STATE): LOS ANGELES, CALIFORNIA DATE AFFILIATION BEGAN: JULY 2009 YOUR TITLE: BOARD OF TRUSTEES YOUR DUTIES (BRIEF): ACT AS AN AMBASSADOR TO THE UNIVERSITY # HOURS DEVOTED EACH MONTH DURING SECURITY TRADING HOURS: 0 # HOURS DEVOTED EACH MONTH OUTSIDE OF SECURITY TRADING HOURS: 3 HOURS *533060- Private School Axis; Investment related-No; Los Angeles, California; Education:Children/Youth; Board Member (proprietor, partner, officer, director, employee, trustee, agent); 12/2022; During business hours: 0; After business hours: 1; Fundraising
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-12-01 |
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