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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2012-10-25 |
| TX | RA | APPROVED_RES | 2012-10-23 |
Branch Locations
9595 Wilshire Blvd Pbig - Beverly Hills, Beverly Hills, CA 90212 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Beverly Hills | CA | 10/2012 | Present |
| Bank Of America, N.A. | Beverly Hills | CA | 05/2015 | Present |
SIMPLESTUPID, LLC.NOT INVESTMENT RELATEDADDRESS: PASADENA CA 91104NATURE OF BUSINESS: RECIPE MANAGEMENT POSITION TITLE: MANAGERSTART DATE: 9/7/00NUMBER OF HOURS IN A MONTH DEVOTED: 20 HOURSNUMBER OF HOURS DURING TRADING DAY: 0 HOURS I*7915For profit or not for profit: Name of outside business organization: Herman Quispe & XX QuispeInvestment related: Address of business:Pasadena, California 91104Nature of business: ,Position, title, association: , Start date of relationship: 5/1/2013Number of hours devoted: 1 hour(s) Number of hours devoted during trading hours: 1Duties:
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-03-08 |
| S63 | Uniform Securities Agent State Law Examination | 1998-08-12 |
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