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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2026-01-13
TX RA APPROVED_RES 2017-11-29
  • OK RA
    APPROVED
    Since 2026-01-13
  • TX RA
    APPROVED_RES
    Since 2017-11-29

Branch Locations

2900 Adams Rd Ste 100, Norman, OK 73069 • United States

500 W Utah Ave, Chickasha, OK 73018 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Investment Centers Of America, Inc. Chickasha OK 01/1995 11/2017
Lpl Financial Llc Chickasha OK 11/2017 Present
  • 01/1995 → 11/2017
    Investment Centers Of America, Inc.
    Chickasha, OK
  • 11/2017 → Present
    Chickasha, OK
Previous Registrations
  • 2000-08-31 → 2017-12-05
    Investment Centers Of America, Inc.
    Woodward, OK
    Norman, OK
    Purcell, OK
    Chickasha, OK
    Chickasha, OK
    Norman, OK
    Norman, OK
    Appleton, WI
Other Businesses

1. 11/29/2017 - ARROW PROPERTIES LLC - Not Investment Related - 500 W Utah Ave, Chickasha, OK 73018 - Real Estate Rental - PRESIDENT OF MANAGED PROPERTY - Start Date 1/2005. 2. 11/29/2017 - HART AND ASSOCIATES - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - PRESIDENT/OWNER OF FINANCIAL SERVICES DBA - Start Date 1/2005. 3. 7/24/2018 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date: 07/19/2018 - 1 Hour Per Month/1 Hour During Securities Trading. 4. 11/26/2018 - Investment Center Advisor Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 12/06/2017 - 160 Hours Per Month/100 Hours During Securities Trading. 5. 7/7/2020 - ICAG Insurance Services - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 08/15/2019 - 1 Hour Per Month During Securities Trading. 6. 01/24/2022 - FOUR LITTLE BEARS PROPERTIES - Investment Related - Home Based and Moore, OK 73160 - Real Estate Rental - Sole Proprietor - Start Date: 01/03/2003 - 2 Hours Per Month/2 Hours During Securities Trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-21
S63 Uniform Securities Agent State Law Examination 1992-12-21
  • S65 Uniform Investment Adviser Law Examination
    1999-12-21
  • S63 Uniform Securities Agent State Law Examination
    1992-12-21
Other Names
  • Vincent R Hart

View on SEC IAPD

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