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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OK | RA | APPROVED | 2026-01-13 |
| TX | RA | APPROVED_RES | 2017-11-29 |
Branch Locations
2900 Adams Rd Ste 100, Norman, OK 73069 • United States
500 W Utah Ave, Chickasha, OK 73018 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Investment Centers Of America, Inc. | Chickasha | OK | 01/1995 | 11/2017 |
| Lpl Financial Llc | Chickasha | OK | 11/2017 | Present |
1. 11/29/2017 - ARROW PROPERTIES LLC - Not Investment Related - 500 W Utah Ave, Chickasha, OK 73018 - Real Estate Rental - PRESIDENT OF MANAGED PROPERTY - Start Date 1/2005. 2. 11/29/2017 - HART AND ASSOCIATES - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - PRESIDENT/OWNER OF FINANCIAL SERVICES DBA - Start Date 1/2005. 3. 7/24/2018 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date: 07/19/2018 - 1 Hour Per Month/1 Hour During Securities Trading. 4. 11/26/2018 - Investment Center Advisor Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 12/06/2017 - 160 Hours Per Month/100 Hours During Securities Trading. 5. 7/7/2020 - ICAG Insurance Services - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 08/15/2019 - 1 Hour Per Month During Securities Trading. 6. 01/24/2022 - FOUR LITTLE BEARS PROPERTIES - Investment Related - Home Based and Moore, OK 73160 - Real Estate Rental - Sole Proprietor - Start Date: 01/03/2003 - 2 Hours Per Month/2 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-21 |
| S63 | Uniform Securities Agent State Law Examination | 1992-12-21 |
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