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301 N. Main Street Suite 1700, Wichita, KS 67202 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-11-12 |
| KS | RA | APPROVED | 2011-03-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Wichita | KS | 12/2008 | Present |
| Agh Wealth Advisors, Llc | Wichita | KS | 03/2011 | Present |
1) 04/07/2011: Insight Wealth Strategies, LLC - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - 10% Time Spent - Agent. Insurance Types: Life, Disability, LTC 2) 08/22/2013: AGH Wealth Advisors - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) 3) 12/12/2013: AGH Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) 4) 12/19/2013: AGH Employer Solutions - Third Party Administrator (TPA) - Investment Related - At Reported Business Location(s) - 10% Time Spent - DBA for payroll, HR and retirement plan accounting services. These are services that are presently offered as part of another approved OBA Allen, Gibbs & Houlik, LC. There will be no securities or insurance offered or sold under this DBA 5) 9/14/2021 - AGH Wealth Advisors, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 09/01/2021 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through AGH Wealth Advisors, LLC, an independent investment advisor firm. I started this business activity in 09/2021. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6) 09/02/2021 - AGH Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 09/01/2021 - 160 Hours Per Month/8 Hours During Securities Trading. 7) 06/14/2022 - AGH Wealth Advisors, LLC - DBA: AGH Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date - 09/01/2021 - 160 Hours Per Month/ 8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through AGH Wealth Advisors, LLC., an independent investment advisor firm. I started this business activity in 03/2011. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-03-23 |
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